Market Abuse : National Responses to a Global Problem- The EU, USA, Hong Kong and China
Alan Linning, Executive Director, Enforcement, Securities & Futures Commission
2. Market Abuse: A US Perspective
Mark S. Bergman, Partner and Head of Global Capital Markets, Paul Weiss
3. Law and Finance vs. Administrative Governance: The Case of China
Chenggang Xu, LSE and Tsinghua University
4. MAD Regulation in the UK The Impact of EU Law on the Regulation of Market Abuse in the UK
Martyn Hopper, Herbert Smith
5. Market Abuse: The EU and US Approaches Compared
Guido Ferrarini, Professor of Business Law, University of Genoa; Vice-Chairman, European Corporate Governance Institute (ECGI)
Christian Pawlik, Head of Section, Securities Supervision, BaFin , Germany
7. Market Abuse Regime for US Commodity Futures
Phyllis J. Cela, Chief Counsel, Division of Enforcement, US Commodity
8. Role of Investment Exchanges in Policing Market Manipulation: The Euronext.liffe Perspective
Nick Weinreb, Group Head of Regulation, Euronext
9. UK Implementation of MAD Disclosure Requirements for Issuers and of Managers' Dealings
EilÃÂs Ferran, Centre for Corporate and Commercial Law (3CL) & Law Faculty, University of Cambridge
10. Market Abuse: National Responses to a Global Problem
Nigel Phipps, Regulatory Relations, Moody's investors Service
11. UK Implementation of the Market Abuse Regime
Dillwyn Griffiths, Head of Market Monitoring, FSA
Please note: this material is for reference only and not to be cited without the author's permission. If you have difficulty accessing this content please contact the Institute.
Please follow this link to return to the 2005 events papers and proceedings.
